Disclosure Statement - MIFIDPRU 8

Impact Cubed Limited is authorized and regulated by the Financial Conduct Authority (FCA) under reference number 990119. As part of our compliance with the Markets in Financial Instruments Directive (MiFID), we are required to provide certain disclosures to our clients. This disclosure statement outlines important information about our business and the services we provide.

 

1. Regulatory Status:

Impact Cubed Limited is a financial services firm authorized and regulated by the FCA. We are registered as a Regulated Firm and provides advice on investments to our clients.

 

2. Client Categorization:

We categorize our clients as Eligible Counterparty or Professional Investors in accordance with the FCA rules on client categorization.

 

3. Services Provided:

We provide the following services to our clients:

- Advising on investments

- Arranging deals in investments.

- Making arrangements with a view to transactions in investments.

 

4. Scope of Services:

Please note that our services are limited to those services listed above. We may not provide certain services or products that are not within the scope of our authorization.

 

5. Conflicts of Interest:

As a regulated firm, we have implemented policies and procedures to identify and manage conflicts of interest. We are committed to acting in the best interests of our clients and will take all reasonable steps to ensure that any conflicts of interest are appropriately managed.

 

6. Compensation and Remuneration:

We are remunerated for our services through advisory fees. We may receive commissions, fees, or other non-monetary benefits from third parties in relation to the products or services we provide.

 

7. Client Assets:

Impact Cubed Limited does not hold client money or assets.

 

8. Complaints Handling:

We have a formal complaints handling procedure in place to ensure that any client complaints are addressed promptly and fairly. If you have any complaints or concerns, please contact our Compliance Officer at [email protected]

 

9. Regulatory Disclosures:

As part of our regulatory obligations, we are required to make certain disclosures to the FCA and other regulatory authorities. These disclosures may include information about our business, financials, and compliance with regulatory requirements.

 

10. Governing Law and Jurisdiction:

This disclosure statement is governed by the laws of the United Kingdom. Any disputes arising from or in connection with this disclosure statement shall be subject to the exclusive jurisdiction of the courts of the United Kingdom.